North Carolina ERISA Audits
401(k) plans have become one of the most popular retirement options offered by Charlotte and North Carolina companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, working with a provider with experience auditing 401(k) and other plans is important. This allows them to deliver value beyond the traditional audit through insights and best practices.
ERISA Audit Experience
JLK Rosenberger provides plan audits to over 40 benefit plans, including 401(k), defined benefit plans, ESOP’s including ERISA Sec.103(a)(3)(C) and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.
Charlotte ERISA Audit Services
Our 401(k) plan audit services include;
- Comprehensive audit services, including testing participant account balances to verify
their accuracy and completeness. - Form 5500 preparation and review.
- ERISA and DOL reporting requirements.
- Plan design options information and recommendations.
Charlotte, NC
About Charlotte (NC)
Charlotte has several popular attractions, including the NASCAR Hall of Fame, the Mint Museum, and the Discovery Place Science Museum. The city is also known for its thriving arts and music scenes, with several yearly festivals and events.
Charlotte has a humid subtropical climate, with mild winters and hot, humid summers. Average temperatures range from the mid-30s Fahrenheit (2 Celsius) during the winter months to the high 80s Fahrenheit (31 Celsius) during the summer. The city can experience occasional severe weather, including thunderstorms and hurricanes, particularly during the summer and fall months.
Contact Our North Carolina 401k Audit Team
JLK Rosenberger provides 401(k) plan and other benefit plan audits in Charlotte and across North Carolina. If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.