North Carolina ERISA Audits
401(k) plans have become one of the most popular retirement options offered by Charlotte and North Carolina companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, working with a provider with experience auditing 401(k) and other plans is important. This allows them to deliver value beyond the traditional audit through insights and best practices.
ERISA Audit Experience
JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.
Charlotte ERISA Audit Services
Our 401(k) plan audit services include;
- Comprehensive audit services, including testing participant account balances to verify
their accuracy and completeness. - Form 5500 preparation and review.
- ERISA and DOL reporting requirements.
- Plan design options information and recommendations.
Map of Charlotte, NC – 28202
About Charlotte (NC)
Charlotte, North Carolina, boasts a thriving and diverse business community, making it one of the leading economic centers in the southeastern United States. The city is a major hub for the banking and financial services industry, home to Bank of America and Wells Fargo’s East Coast operations. In addition to finance, Charlotte has strong sectors in energy, particularly renewable energy, technology, and healthcare, with a growing number of tech startups and healthcare institutions. The city’s strategic location, skilled workforce, and favorable business climate have helped it attract both established corporations and new ventures. Its robust infrastructure, including a well-connected airport and access to major highways, further enhances its role as a regional and national business powerhouse. The area codes used in Charlotte (NC) are 704 and 980.
Contact Our North Carolina 401k Audit Team
JLK Rosenberger provides 401(k) plan and other benefit plan audits in Charlotte and across North Carolina. If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.
National Reach
JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).