401k Audits – Cleveland (OH)

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Ohio ERISA Audits

Silhouette of State of Ohio 401(k) plans have become one of the most popular retirement options offered by Cleveland and Ohio companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, working with a provider with experience auditing 401(k) and other plans is important. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Cleveland ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Map of Cleveland, OH – 44114

About Cleveland (OH)

City of Cleveland OH LogoCleveland, Ohio has a diverse and evolving business community that reflects both its rich industrial past and its modern, service-oriented economy. Historically, Cleveland was known for its manufacturing and steel industries, with major companies like the Cleveland-Cliffs Steel Corporation. Today, while manufacturing still plays a role, the city’s business landscape has transformed significantly. The healthcare, technology, and financial sectors have become major drivers of the economy, with institutions like the Cleveland Clinic, University Hospitals, and KeyCorp shaping the region’s economic identity.

Cleveland’s strategic location on the Great Lakes and its robust transportation infrastructure continue to support a thriving logistics and distribution sector. The city also boasts a growing entrepreneurial scene, supported by resources such as accelerators, incubators, and a strong network of educational institutions like Case Western Reserve University. In recent years, there has been a focus on revitalizing downtown Cleveland, with new developments in housing, retail, and dining, attracting both residents and businesses. The area codes used in Cleveland (OH) are 216, 440, and 436.

Contact Our Ohio 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Cleveland and across Ohio.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.


National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).