401k Audits – Cleveland Cincinnati (OH)

Ohio ERISA Audits

401(k) plans have become one of the most popular retirement options offered by Cleveland, Cincinnati, and Ohio companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, working with a provider with experience auditing 401(k) and other plans is important. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides plan audits to over 40 benefit plans, including 401(k), defined benefit plans, ESOP’s including ERISA Sec.103(a)(3)(C) and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm audits benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Cleveland ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Cincinnati, OH

About Cleveland (OH)

Cleveland is situated on the shores of Lake Erie, providing residents and visitors access to various outdoor activities, including boating, fishing, and swimming. The city is also home to several popular attractions, including the Rock and Roll Hall of Fame, the Cleveland Museum of Art, and the Cleveland Botanical Garden.

Cleveland has a humid continental climate, with cold winters and warm summers. Average temperatures range from the mid-20s Fahrenheit (-4 Celsius) during the winter months to the mid-80s Fahrenheit (29 Celsius) during the summer. The city can experience occasional severe weather, including thunderstorms and snowstorms, particularly during winter.

Contact Our Ohio 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Cleveland, Cincinnati, and across Ohio.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.

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National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).