Kentucky ERISA Audits
401(k) plans have become one of the most popular retirement plan options offered by Lexington and Kentucky companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others that have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.
ERISA Audit Experience
JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.
Lexington ERISA Audit Services
Our 401(k) plan audit services include;
- Comprehensive audit services, including testing participant account balances to verify
their accuracy and completeness. - Form 5500 preparation and review.
- ERISA and DOL reporting requirements.
- Plan design options information and recommendations.
Lexington, KY – 40507
About Lexington (KY)
The equine industry plays a significant role in Lexington’s business community. The city has numerous world-renowned horse farms, equestrian centers, and equine-related businesses. The breeding, training, and racing of thoroughbred horses have created a specialized niche, attracting professionals, investors, and enthusiasts worldwide. This industry generates substantial revenue and fosters a sense of community and pride among the residents.
Beyond the equine sector, Lexington has a diverse range of industries that contribute to its economic vitality. The city boasts a robust healthcare sector with renowned hospitals, medical research facilities, and healthcare technology companies. Lexington is also a center for advanced manufacturing, with companies specializing in automotive parts, aerospace components, and pharmaceuticals. The area code for Lexington (KY) is 859.
Contact Our Kentucky 401k Audit Team
JLK Rosenberger provides 401(k) plans and other benefit plan audits in Lexington and across Kentucky. To learn how we can assist you, complete the form below, and a team member will follow up with you promptly.
National Reach
JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).
