401k Audits – Miami Orlando (FL)

Florida ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by Miami, Orlando, and Florida companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, working with a provider with experience auditing 401(k) and other plans is important. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Orlando ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Orlando, FL

About Orlando (FL)

The Orlando business community is diverse and vibrant, reflecting its status as one of the most visited tourist destinations in the world and its growing reputation as a hub for technology, innovation, and entertainment beyond the theme parks. This region in Central Florida has been recognized for its dynamic growth in several sectors, including tourism, aerospace, digital media, and healthcare.

Tourism remains the backbone of the local economy, fueled by world-renowned attractions such as Walt Disney World, Universal Studios, and SeaWorld. These theme parks draw millions of visitors annually and stimulate the hospitality, retail, and service industries. Orlando’s status as a premier tourist destination also supports a robust convention and conference industry centered around the Orange County Convention Center, one of the largest of its kind in the United States.

Contact Our Florida 401k Audit Team

JLK Rosenberger provides 401(k) plans and other benefit plan audits in Miami, Orlando, and across Florida.  If you want to learn how we can assist you, complete the form below, and a team member will follow up with you promptly.

National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).v