401k Audits – Milwaukee Green Bay (WI)

Wisconsin ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by Milwaukee, Green Bay, and Wisconsin companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, working with a provider with experience auditing 401(k) and other plans is important. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides plan audits to over 50 benefit plans, including 401(k), defined benefit plans, ESOPs including ERISA Sec.103(a)(3)(C), and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm audits benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse experience allows our team to deliver an audit beyond the essential checklist.

Milwaukee ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Milwaukee, WI

About Milwaukee (WI)

The Milwaukee business community is a blend of traditional manufacturing roots and a burgeoning scene of innovation and entrepreneurship, reflecting the city’s ability to adapt and evolve in changing economic landscapes. Situated on the western shore of Lake Michigan, Milwaukee is Wisconsin’s largest city and serves as a financial and cultural hub in the Midwest.

Manufacturing has long been the backbone of Milwaukee’s economy, with the city historically known as a “Machine Shop of the World.” It has a rich heritage in heavy industry, particularly in producing machinery, tools, and beer. Major corporations, such as Harley-Davidson, have origins in Milwaukee and continue to have a significant presence. Although the manufacturing sector has faced challenges over the years, it remains a key part of the local economy, supported by a network of small to medium-sized enterprises that are leaders in their niches.

Contact Our Wisconsin 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Milwaukee, Green Bay, and across Wisconsin  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.

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