401k Audits – New York City (NY)

New York City ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by New York City and New York companies. To attract new talent and retain existing employees, it’s essential to offer these plans as part of a comprehensive benefits package. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides plan audits to over 40 benefit plans, including 401(k), defined benefit plans, and ESOP, limited and full-scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm audits benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse experience allows our team to deliver an audit beyond the essential checklist.

New York ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
New York City, NY

About New York (NY)

The New York City business community is a microcosm of the global economy, boasting an unparalleled diversity and dynamism that mirrors the city’s bustling streets and towering skyscrapers. As a global financial capital, New York City is home to Wall Street, the heartbeat of the world’s financial markets, housing major stock exchanges like the New York Stock Exchange and NASDAQ. This financial powerhouse not only shapes the economic destiny of nations but also serves as a magnet for talent, innovation, and capital from across the globe.

Beyond the glittering facade of its financial sector, New York City’s economy is a complex tapestry woven from a multitude of industries. The city is a global hub for media and entertainment, hosting giants in publishing, broadcasting, and digital media. Its cultural institutions, from Broadway theaters to the Metropolitan Museum of Art, not only enrich the city’s cultural landscape but also contribute significantly to its economy, drawing tourists and locals alike.

Contact Our New York 401k Audit Team

JLK Rosenberger provides 401(k) plans and other benefit plan audits in New York City and across New York.  If you want to learn how we can assist you, complete the form below, and a team member will follow up with you promptly.

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National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).