401k Audits – Providence (RI)

Rhode Island ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by Providence and Rhode Island companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, working with a provider with experience auditing 401(k) and other plans is important. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides plan audits to over 50 benefit plans, including 401(k), defined benefit plans, ESOP’s including ERISA section 103(a)(3)(c), and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm audits benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse experience allows our team to deliver an audit that extends beyond the basic audit checklist.

What Our Clients Say…

Providence ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Providence, RI

About Providence (RI)

The Providence business community reflects the rich tapestry of history, innovation, and cultural diversity that defines Rhode Island’s capital city. As a vibrant hub in New England, Providence has evolved from its industrial roots into a flourishing center for the arts, education, healthcare, and technology. This transformation is underpinned by a collaborative spirit that fosters growth and resilience among its business and entrepreneurial sectors.

Historically known for its manufacturing prowess, Providence has seamlessly transitioned into a service-oriented economy, with healthcare, education, and creative services leading the charge. The city’s reputation as an academic powerhouse, home to world-renowned institutions like Brown University and the Rhode Island School of Design (RISD), has cultivated a highly skilled workforce and a dynamic environment for innovation and research. This intellectual capital has become a driving force behind the city’s burgeoning startup scene, particularly in tech and biotech sectors, attracting investors and talent alike.

Contact Our Rhode Island 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Providence and across Rhode Island.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.

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