401k Audits – San Diego (CA)

San Diego ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by San Diego and California companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others that have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides plan audits to over 50 benefit plans, including 401(k), defined benefit plans, ESOP’s including ERISA section 103(a)(3)(c), and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

San Diego ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
San Diego, CA

About San Diego (CA)

San Diego’s proximity to the U.S.-Mexico border also contributes to its unique business landscape. The region benefits from cross-border trade and collaboration, particularly in industries such as manufacturing, logistics, and international business.

The business community in San Diego actively engages in networking events, conferences, and industry-specific associations to foster collaboration and knowledge sharing. Organizations such as the San Diego Regional Chamber of Commerce and the San Diego Venture Group play a vital role in connecting businesses, advocating for economic development, and promoting the interests of the local business community.

Additionally, San Diego’s beautiful coastal location and pleasant climate make it an attractive destination for conferences, conventions, and business tourism. The city’s convention center hosts a wide range of events, attracting professionals from various industries and providing opportunities for business growth and networking.

Contact Our San Diego 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in San Diego and across California.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.