401k Audits – San Diego (CA)

San Diego ERISA Audits

401(k) plans have become one of the most popular retirement options offered by San Diego and California companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is essential. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

San Diego ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
San Diego, CA

About San Diego (CA)

San Diego’s proximity to the U.S.-Mexico border also contributes to its unique business landscape. The region benefits from cross-border trade and collaboration, particularly in manufacturing, logistics, and international business. To foster collaboration and knowledge sharing, the San Diego business community actively engages in networking events, conferences, and industry-specific associations. Organizations such as the San Diego Regional Chamber of Commerce and the San Diego Venture Group play a vital role in connecting businesses, advocating for economic development, and promoting the interests of the local business community.

Contact Our San Diego 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in San Diego and across California.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.