New Mexico ERISA Audits
401(k) plans have become one of the most popular retirement plan options offered by Santa Fe and New Mexico companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, working with a provider with experience auditing 401(k) and other plans is important. This allows them to deliver value beyond the traditional audit through insights and best practices.
ERISA Audit Experience
JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.
Santa Fe ERISA Audit Services
Our 401(k) plan audit services include;
- Comprehensive audit services, including testing participant account balances to verify
their accuracy and completeness. - Form 5500 preparation and review.
- ERISA and DOL reporting requirements.
- Plan design options information and recommendations.
Map of Santa Fe, NM – 87505
About Santa Fe (NM)
In Santa Fe, the business community pulsates with the rhythm of creativity and enterprise, woven deeply into the city’s fabric. The Santa Fe Chamber of Commerce, a beacon for local businesses, annually orchestrates the Santa Fe Business Expo. This event, a tradition nearly two decades strong, symbolizes the city’s commitment to economic development and employment opportunities. Scheduled for April 18, 2024, the Expo showcases the community’s evolving needs, transitioning from physical to virtual formats when necessary and focusing on fostering connections within the local business landscape. The upcoming event promises an infusion of energy at the Santa Fe Convention Center, with a new family corridor for working parents and a business-to-business after-hours event, underscoring the Chamber’s innovative approach to community engagement and support. The area code for Santa Fe (NM) is 505.
Contact Our New Mexico 401k Audit Team
JLK Rosenberger provides 401(k) plan and other benefit plan audits in Santa Fe and across New Mexico. If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.
National Reach
JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Tampa (FL), and Washington (D.C.).