401k Audits – Washington DC

Washington DC ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by Washington DC companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others that have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides plan audits to over 40 benefit plans, including 401(k), defined benefit plans, ESOP’s including limited and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Washington DC ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Washington DC


About Washington DC

Washington, D.C. is known for being the center of the U.S. government, with many of the country’s most important government buildings and institutions located within its borders. The White House, the U.S. Capitol Building, and the Supreme Court are all located in Washington, D.C.

The city is also home to many important monuments and memorials, including the Lincoln Memorial, the Washington Monument, and the Vietnam Veterans Memorial. Other popular attractions in Washington, D.C. include the Smithsonian Institution, which is comprised of 19 museums and galleries, and the National Zoo, which is home to over 1,800 animals from 300 different species.

Contact Our Washington DC 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Washington DC.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.