Employee Benefit Plan Audits – Texas

Texas ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by Texas companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others that have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience – Texas

JLK Rosenberger provides plan audits to over 50 benefit plans, including 401(k), defined benefit plans, ESOP’s including ERISA section 103(a)(3)(c), and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Texas ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Map of Texas

Contact Our Texas 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Texas from our Los Angeles and Dallas office locations.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.

[hubspot type=form portal=21354354 id=87ee396e-bffd-4e16-9e76-c08d10bbea6c]

About Texas

The Texas business community is a thriving and diverse ecosystem known for its resilience and innovation. Spanning across major cities like Houston, Dallas, and Austin, as well as smaller towns and rural areas, Texas offers a broad spectrum of opportunities for enterprises of all sizes and sectors. With its pro-business policies, including no state income tax, Texas continues to attract companies from various industries.

The energy sector, dominated by oil and natural gas production, has long been a cornerstone of the Texas economy. However, the state has diversified significantly, with technology hubs emerging in cities like Austin, a burgeoning healthcare industry, robust manufacturing capabilities, and a strong agricultural presence. This diversity ensures that the Texas business community remains adaptable and sustainable.

Texas entrepreneurs and established corporations alike benefit from a collaborative environment, rich in resources and support networks. The state’s commitment to innovation and its investment in infrastructure and education further strengthen the business community’s foundation. With its dynamic and forward-thinking spirit, the Texas business community serves as a testament to the state’s reputation as a land of opportunity for those seeking success and growth.

National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).