Employee Benefit Plan Audit – Arizona

Arizona Benefit Plan Audits

401(k) plans have become one of the most popular retirement plan options offered by Arizona companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience – Arizona

JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Arizona ERISA Audit Services

Our Arizona employee benefit plan audit services include:

  • Comprehensive audit services, including testing participant account balances to verify their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Map of Arizona

Contact Our Arizona 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Phoenix and across Arizona.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.

About Arizona

The Arizona business community is a diverse and dynamic economic force, thriving in the arid landscapes of the American Southwest. Known for its commitment to innovation, strategic location, and business-friendly environment, Arizona has become a magnet for various industries. The state’s technology sector is on the rise, with a burgeoning ecosystem of startups and established tech companies drawn to its vibrant innovation hubs and a skilled workforce.

Arizona’s strategic location on the border with Mexico and its extensive transportation infrastructure make it a crucial center for trade and logistics, facilitating the movement of goods between the United States and international markets. Additionally, the state’s aerospace and defense industries play a significant role, with major companies engaged in aviation, space exploration, and military contracting.

The commitment to sustainability and clean energy solutions is also evident in Arizona, with the development of renewable energy projects, solar power initiatives, and water conservation efforts. This environmentally conscious approach positions the state as a leader in addressing climate change and sustainable practices.

National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).