Employee Benefit Plans – California

California ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by  California companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience – California

JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

California ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Map of California (CA)

Contact Our California 401k Audit Team

JLK Rosenberger provides 401(k) plans and other benefit plan audits in California from our Dallas and Los Angeles offices.   If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.


About California’s Business Community

The California business community epitomizes innovation, diversity, and economic prowess. Spanning from the Silicon Valley tech giants to the bustling entertainment industry in Los Angeles, California is a hub of entrepreneurship and opportunity. The state’s entrepreneurial spirit is embodied in its numerous startups, which continually redefine industries and create groundbreaking technologies.

California’s commitment to sustainability and green initiatives has also fueled growth in clean energy, biotechnology, and environmental innovation sectors. With a focus on renewable energy and environmental consciousness, the state is a leader in addressing climate change through business initiatives.

The influence of California extends beyond its borders, attracting talent from across the globe. Its business-friendly culture, access to venture capital, and world-class universities contribute to its thriving startup ecosystem.

National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).