Employee Benefit Plans – Illinois

Illinois ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by Illinois companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience – Illinois

JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Illinois ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Map of Illinois (IL)

Contact Our Illinois 401k Audit Team

JLK Rosenberger provides 401(k) plans and other benefit plan audits in Illinois from our Dallas and Los Angeles offices.   If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.


About Illinois Business Community

The Illinois business community is a dynamic and diverse economic powerhouse that thrives on innovation and a rich industrial history. The state’s economic landscape is shaped by its iconic city, Chicago, known as a global financial center and a melting pot of industries.

Chicago’s financial sector plays a significant role, with major exchanges and banks headquartered in the city. This financial strength extends to various industries, including manufacturing, transportation, and logistics, making Illinois a crucial player in the nation’s supply chain.

The state is also home to a burgeoning technology scene, particularly in Chicago, where tech startups and innovation hubs are on the rise. This development has diversified the business community, attracting talent and investments from across the country.

National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).