Employee Benefit Plans – Iowa

Iowa ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by Iowa companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience – Iowa

JLK Rosenberger provides plan audits to over 50 benefit plans, including 401(k), defined benefit plans, ESOP’s including ERISA section 103(a)(3)(c) and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Iowa ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Map of Iowa (IA)

Contact Our Iowa 401k Audit Team

JLK Rosenberger provides 401(k) plans and other benefit plan audits in Iowa from our Dallas and Los Angeles offices.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.

About the Iowa Business Community

The Iowa business community is a vibrant and diverse sector that plays a critical role in the state’s economy. It encompasses a wide range of industries, including agriculture, manufacturing, financial services, and technology. Iowa is particularly renowned for its agricultural production, contributing significantly to the nation’s output of corn, soybeans, pork, and eggs. The state’s manufacturing sector is also robust, with a focus on food processing, machinery, and agricultural equipment. Financial services and insurance are key components of Iowa’s economy, with Des Moines being a major national center for insurance companies. In recent years, Iowa has made significant strides in the technology sector, attracting startups and established companies alike with its supportive business environment and incentives. The business community in Iowa benefits from a skilled workforce, strategic location in the heart of the Midwest, and a collaborative spirit among businesses, educational institutions, and government agencies, fostering innovation and growth across the state.