ERISA Audits – Arizona

Arizona 401k Audits

Arizona R&D Tax Credits401(k) plans have become one of the most popular retirement plan options offered by Arizona companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others that have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides plan audits to over 40 benefit plans, including 401(k), defined benefit plans, ESOP’s including limited and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Arizona ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Map of Arizona

Contact Our Arizona 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Arizona companies.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.

About Arizona

The Arizona business community is a vibrant and diverse ecosystem that plays a significant role in the state’s economy. With its unique blend of industries, innovative spirit, and favorable business environment, Arizona has become an attractive destination for businesses of all sizes.

The state’s capital, Phoenix, serves as the economic hub of Arizona and is home to a multitude of businesses spanning various sectors. From technology startups in the downtown area to established corporations in the surrounding suburbs, Phoenix offers a dynamic landscape for entrepreneurs and business leaders.

One of the key factors driving Arizona’s business success is its strategic location. Situated in the southwestern United States, the state serves as a gateway to both domestic and international markets. Its proximity to the U.S.-Mexico border facilitates trade and commerce, while its extensive transportation infrastructure, including major highways and airports, enhances connectivity.