Texas ERISA Audits
401(k) plans have become one of the most popular retirement plan options offered by Houston and Texas companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others that have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.
Houston ERISA Audit Experience
JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.
Houston ERISA Audit Services
Our 401(k) plan audit services include;
- Comprehensive audit services, including testing participant account balances to verify
their accuracy and completeness. - Form 5500 preparation and review.
- ERISA and DOL reporting requirements.
- Plan design options information and recommendations.
Map of Houston, TX – 77002
About Houston (TX)
Houston, Texas, is known for its robust and dynamic business community, largely driven by its oil and gas industry, which has historically been the backbone of the city’s economy. As the energy capital of the world, Houston hosts the headquarters of numerous major oil and gas companies, as well as a vast network of suppliers, contractors, and service providers. While the energy sector continues to dominate, Houston’s economy is increasingly diversified, with significant growth in industries such as healthcare, aerospace, technology, and manufacturing.
The city is home to the Texas Medical Center, the largest medical complex in the world, making healthcare and life sciences a major economic driver. Houston is also a hub for aerospace, with a strong presence from companies like NASA and a growing number of aviation and engineering firms. The technology sector has been expanding rapidly, bolstered by the city’s growing reputation as a tech innovation center, particularly in fields like data science, cybersecurity, and software development. The area codes used in Houston are 713, 281, and 832.
Contact Our Houston 401k Audit Team
JLK Rosenberger provides 401(k) plan and other benefit plan audits in Houston and across Texas. If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.
,
National Reach
JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (D.C.).
