ERISA Audits – Salt Lake City Provo (UT)

Utah ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by Salt Lake City, Provo and Utah companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others that have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides plan audits to over 50 benefit plans, including 401(k), defined benefit plans, ESOP’s including ERISA section 103(a)(3)(c), and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Salt Lake City ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
 Salt Lake City, UT

About Provo (UT)

Provo is home to Brigham Young University (BYU), a private university owned and operated by The Church of Jesus Christ of Latter-day Saints. The university is known for its strong academic programs, particularly in business, engineering, and law, as well as its commitment to its religious values and principles. In addition to BYU, Provo is also home to several other institutions of higher education, including Utah Valley University and Rocky Mountain University of Health Professions. The city is also home to a number of technology companies, including Novell and Qualtrics, and has a growing startup and entrepreneurial community.

Contact Our Utah 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Salt Lake City, Provo Fort and across Utah.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.

[hubspot type=form portal=21354354 id=87ee396e-bffd-4e16-9e76-c08d10bbea6c]

National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).