Utah ERISA Audits
401(k) plans have become one of the most popular retirement plan options offered by Salt Lake City and Utah companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others that have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.
ERISA Audit Experience
JLK Rosenberger provides employee benefit plan audits to over 50 plans, including ERISA section 103(a)(3)(c) and full scope 401(k) plans, defined benefit plans, and Employee Stock Option Plan (ESOP) audits. Our expertise includes serving both single or multiple employer plans. We audit employee benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2,000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.
Salt Lake City ERISA Audit Services
Our 401(k) plan audit services include;
- Comprehensive audit services, including testing participant account balances to verify
their accuracy and completeness. - Form 5500 preparation and review.
- ERISA and DOL reporting requirements.
- Plan design options information and recommendations.
Map of Salt Lake City, UT – 84105
About Salt Lake City (UT)
Salt Lake City, Utah, has a rapidly growing and diverse business community, which has evolved over recent decades to become a hub for technology, finance, healthcare, and outdoor recreation industries. Historically, the city’s economy was driven by agriculture, mining, and railroads, but today it is known for its thriving tech sector, often referred to as the “Silicon Slopes” due to the concentration of tech startups and established companies in the area. Salt Lake City has attracted major players in software development, cybersecurity, and IT services, as well as a strong network of venture capital that supports innovation and entrepreneurship.
The city is also home to a robust financial services industry, with several national and regional banks, investment firms, and insurance companies operating in the area. Additionally, Salt Lake City’s strategic location, near key transportation routes, has made it an important center for logistics and distribution, further bolstering its economy. The area codes for Salt Lake City (UT) are 385 and 801.
Contact Our Utah 401k Audit Team
JLK Rosenberger provides 401(k) plan and other benefit plan audits in Salt Lake City and across Utah. If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.
National Reach
JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (D.C.).
