401k Audits – Dallas (TX)

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Texas ERISA Audits

Silhouette of the State of Texas401(k) plans have become one of the most popular retirement plan options offered by Dallas and Texas companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others that have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

Dallas ERISA Audit Experience

JLK Rosenberger provides plan audits to over 30 benefit plans, including 401(k), defined benefit plans, ESOP’s including limited and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Dallas ERISA Audit Services

Our 401(k) plan audit services include;

  • Comprehensive audit services, including testing participant account balances to verify
    their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Map of Dallas, TX – 75201

About Dallas (TX)

City of Dallas TX LogoDallas, Texas, boasts a robust and rapidly growing business community, driven by its diverse economy and strategic location. The city serves as a hub for industries such as technology, finance, healthcare, real estate, and transportation, with a strong presence of Fortune 500 companies alongside a flourishing startup ecosystem. Dallas benefits from its pro-business environment, skilled workforce, and excellent infrastructure, including a major international airport and extensive logistics networks. The city’s vibrant economy is supported by organizations like the Dallas Regional Chamber, which fosters innovation, economic development, and collaboration among businesses of all sizes. The area codes used in Dallas (TX) are 214, 469, and 972.

Contact Our Dallas 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Dallas and across Texas.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.


National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).

Texas Association Life Health Insurers
PADIC - Los Angeles CPA
IASA - Insurance Reporting
Insurance Accounting