401k Audits – Birmingham (AL)

Alabama ERISA Audits

401(k) plans have become one of the most popular retirement options offered by Birmingham and Alabama companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, working with a provider with experience auditing 401(k) and other plans is important. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides plan audits to over 40 benefit plans, including 401(k), defined benefit plans, ESOP’s including full scope and ERISA Sec.103(a)(3)(C) audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Birmingham ERISA Audit Services

Our employee benefit plan audit services include:

  • Comprehensive audit services, including testing participant account balances to verify their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Map of Birmingham (AL)

About Birmingham (AL)

The business community in Birmingham encompasses a wide range of industries, including healthcare, finance, manufacturing, technology, education, and professional services. From small startups to Fortune 500 companies, businesses of all sizes contribute to the city’s economic growth and development. The community’s entrepreneurial spirit and commitment to excellence have established Birmingham as a regional economic powerhouse.

Collaboration and networking are key principles within the Birmingham Business Community. Business owners, professionals, and industry leaders actively engage in networking events, conferences, and business associations to foster connections, share insights, and explore potential partnerships. This culture of collaboration creates a supportive environment that promotes innovation, knowledge-sharing, and business expansion.

The Birmingham Business Community benefits from the support of various organizations and resources dedicated to its success. The Birmingham Business Alliance serves as a catalyst for economic growth, advocating for business-friendly policies, providing resources and support to entrepreneurs, and attracting new investments to the city. Additionally, organizations like Innovation Depot and the Birmingham Venture Club focus on fostering innovation and entrepreneurship, nurturing startups, and providing mentorship and funding opportunities.

Contact Our Alabama 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Birmingham and across Alabama  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.

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National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).