Iowa ERISA Audits
401(k) plans have become one of the most popular retirement plan options offered by Des Moines and Iowa companies. To attract new talent and retain existing employees, offering these plans as part of a comprehensive benefits package is important. Many face challenges when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others who have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, working with a provider with experience auditing 401(k) and other plans is important. This allows them to deliver value beyond the traditional audit through insights and best practices.
ERISA Audit Experience
JLK Rosenberger provides plan audits to over 40 benefit plans, including 401(k), defined benefit plans, ESOP’s including ERISA Sec.103(a)(3)(C), and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.
Des Moines ERISA Audit Services
Our 401(k) plan audit services include;
- Comprehensive audit services, including testing participant account balances to verify
their accuracy and completeness. - Form 5500 preparation and review.
- ERISA and DOL reporting requirements.
- Plan design options information and recommendations.
Des Moines, IA
About Des Moines (IA)
The Des Moines business community is a vibrant and evolving landscape, reflecting a balance between traditional industries and innovative growth sectors. Central to its economy is the insurance and financial services industry, with Des Moines often cited as a major global insurance hub. This foundational sector supports a stable economic environment and attracts a skilled workforce.
Beyond its stronghold in finance and insurance, Des Moines has been nurturing a growing tech scene, highlighted by an increasing number of startups and tech companies drawn by the city’s supportive business climate and quality of life. Additionally, the city’s commitment to fostering innovation is evident through various incubators and accelerators that support young companies.
Contact Our Iowa 401k Audit Team
JLK Rosenberger provides 401(k) plan and other benefit plan audits in Des Moines and across Iowa. If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.
National Reach
JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).