401k Audits – Hartford (CT)

Connecticut ERISA Audits

401(k) plans have become one of the most popular retirement plan options offered by Hartford and Connecticut companies. To attract new talent and retain existing employees, it’s important to offer these plans as part of a comprehensive benefits package. Many face a challenge when the plan grows and meets the minimum requirement under a Department of Labor (DOL) ERISA Audit. Others that have been through a plan audit may have issues with their provider meeting deadlines, poor communication, or staff issues. To avoid these challenges, it’s important to work with a provider that has experience auditing 401(k) and other plans. This allows them to deliver value beyond the traditional audit through insights and best practices.

ERISA Audit Experience

JLK Rosenberger provides plan audits to over 50 benefit plans, including 401(k), defined benefit plans, ESOP’s including ERISA Sec.103(a)(3)(C) and full scope audits. We work with plans that are single or multiple employers and have experience serving plans with an 11K filing requirement. The firm provides audits for benefit plans with asset sizes ranging from $5M to $65M and a total participant count between 125 and 2000. This diverse level of experience allows our team to deliver an audit that extends beyond the basic audit checklist.

Hartford ERISA Audit Services

Our employee benefit plan audit services include:

  • Comprehensive audit services, including testing participant account balances to verify their accuracy and completeness.
  • Form 5500 preparation and review.
  • ERISA and DOL reporting requirements.
  • Plan design options information and recommendations.
Map of Hartford (CT)

About Hartford (CT)

At the heart of the Hartford Business Community are its diverse range of industries. The city is home to major corporations spanning finance, insurance, healthcare, manufacturing, and technology. These industry leaders, along with a multitude of small and medium-sized enterprises, contribute to the robust economic landscape of the region.

Collaboration and networking are fundamental principles within the Hartford Business Community. Entrepreneurs and business professionals engage in regular meetups, conferences, and networking events to exchange ideas, forge partnerships, and promote innovation. The community fosters an environment of support and mentorship, with experienced professionals guiding and nurturing emerging talent.

Hartford’s Business Community is dedicated to driving economic growth and development in the region. Local organizations, such as the Hartford Chamber of Commerce and economic development agencies, work in tandem with businesses to create a thriving ecosystem. They provide resources, assistance, and advocacy to help businesses succeed and attract new investments to the city.

Contact Our Connecticut 401k Audit Team

JLK Rosenberger provides 401(k) plan and other benefit plan audits in Hartford and across Connecticut.  If you are interested in learning how we can assist you, complete the form below and a team member will follow up with you promptly.

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National Reach

JLK Rosenberger provides 401(k) and ERISA audit services to companies in Atlanta (GA), Baltimore (MD), Buffalo (NY), Charlotte (NC), Chicago (IL), Denver (CO), Des Moines (IA), Houston (TX), Indianapolis (IN), Little Rock (AR), Los Angeles (CA), Orlando (FL), Milwaukee (WI), Minneapolis (MN), Nashville (TN), New York City (NY), Omaha (NE), Providence (RI), Richmond (VA), Santa Fe (NM), Tampa (FL), and Washington (DC).